FAVORSKII REARRANGEMENT REACTION, MECHANISM AND AFFECTING FACTORS

The Favorskii rearrangement is a synthetic transformation that involves the conversion of α-halo ketones to carboxylic acids. The reaction was named after the Russian chemist Alexei Yevgrafovich Favorskii, who first reported it in 1894. Since then, the Favorskii rearrangement has been extensively studied and applied in organic synthesis.

Reaction Overview

The Favorskii rearrangement involves the conversion of an α-halo ketone to a carboxylic acid via a three-step mechanism. The first step is eliminating the halogen atom in the presence of a base, which generates an enolate intermediate. The second step is rearranging the carbonyl group, which results in the migration of the acyl group to the α-carbon position. The third and final step is the hydrolysis of the cyclic intermediate to form the carboxylic acid product.

Favorskii rearrangement Reaction

Favorskii rearrangement reaction

Favorskii rearrangement Mechanism

Halogen Elimination

Eliminating the halogen atom from the α-halo ketone initiates the Favorskii rearrangement. This step is typically carried out in the presence of a strong base, such as a hydroxide ion (OH) or acetate ion (CH3COO). The base deprotonates the α-carbon atom adjacent to the carbonyl group, which leads to the formation of an enolate intermediate.

The enolate ion is a resonance-stabilized species capable of nucleophilic attack on electrophilic centers. In the case of the Favorskii rearrangement, the enolate ion serves as a nucleophile that attacks the carbon atom adjacent to the halogen atom. This leads to the formation of a carbon-carbon bond and the elimination of the halogen atom as a leaving group.

Rearrangement

After the halogen elimination step, the resulting enolate ion rearranges the carbonyl group. The rearrangement involves the migration of the acyl group from the carbonyl carbon to the α-carbon position. This step is the key feature of the Favorskii rearrangement and is often called the Favorskii process. The Favorskii process proceeds via a cyclic intermediate that is stabilized by resonance. The intermediate is formed by the attack of the enolate ion on the carbonyl group, which leads to forming of a five-membered ring.

The ring contains an oxygen atom connected to the carbonyl carbon and the α-carbon atom. The acyl group is located on the same side of the ring as the carbonyl group. The cyclic intermediate is highly reactive and can undergo various reactions depending on the reaction conditions and the nature of the substituents. For example, the intermediate can undergo intramolecular cyclization to form a lactone or lactam product or intermolecular reaction with a nucleophile to form a new carbon-carbon bond.

Hydrolysis

The final step of the Favorskii rearrangement is the hydrolysis of the cyclic intermediate to form the carboxylic acid product. The hydrolysis step is usually carried out under acidic conditions, which protonates the intermediate and promotes the cleavage of the carbon-oxygen bond to form the carboxylic acid. The reaction is typically quenched with the addition of water or a weak acid, such as sodium bicarbonate (NaHCO3), which neutralizes the excess acid and stops the reaction. The Favorskii rearrangement is an important synthetic tool that can generate various carboxylic acids from α-halo ketones. The reaction is particularly useful for synthesizing α,α-disubstituted carboxylic acids, which are difficult to prepare by other methods. The reaction is also versatile regarding substrate scope, and a wide range of functional groups can be tolerated under appropriate conditions.

Favorskii rearrangement Mechanism

Favorskii rearrangement mechanism

Factors Affecting the Favorskii Rearrangement

Several factors, including the nature of the substrate, the reaction conditions, and the choice of base and acid, can influence the outcome of the Favorskii rearrangement. Some of the key factors that can affect the reaction are discussed below.

Substrate

The substrate plays a crucial role in determining the outcome of the Favorskii rearrangement. The halogen’s nature, the acyl group’s size and shape, and other functional groups can influence the reaction. For example, α-bromoketones are generally more reactive than α-chloromethanes, and bulky acyl groups can hinder migration and lead to decreased yields.

Base

The choice of the base can also influence the outcome of the Favorskii rearrangement. Strong bases, such as hydroxide ions and alkoxides, are typically used to promote the halogen elimination step, while weaker bases, such as acetate ions, can be used to slow down the reaction and control the formation of side products.

Acid

The hydrolysis step of the Favorskii rearrangement is typically carried out under acidic conditions. The choice of acid can influence the rate and selectivity of the reaction. For example, strong acids, such as sulfuric acid, can lead to over-hydrolysis and the formation of unwanted side products, while weaker acids, such as acetic acid, can slow down the reaction and promote the formation of the desired product.

Conclusion

The Favorskii rearrangement is a beneficial synthetic transformation that can generate various carboxylic acids from α-halo ketones. The reaction proceeds via a three-step mechanism involving the elimination of the halogen atom, the acyl group’s migration, and the cyclic intermediate’s hydrolysis. Several factors, including the nature of the substrate, the choice of base and acid, and the reaction conditions, can influence the reaction. Despite its importance in organic synthesis, the Favorskii rearrangement is still an area of active research, and new variants and applications of the reaction continue to be discovered.

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About the author

Manu Ezhava

B.Sc. (CHEMISTRY) 2015 - Gujarat University
M.Sc. (ORGANIC CHEMISTRY) 2017 - Bhavan's Sheth R.A. College of Science, Gujarat University
Ad_Hoc Assistant Professor-(December 2017 to March 2021)
Ph.D. (CHEMISTRY) Pursuing - IITRAM, Ahmedabad, Gujarat

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